DOT Serenity

Compliance Resource

04 / DRIVERS

Drug & Alcoholand Clearinghouse

Understand program responsibilities, Clearinghouse workflows and the administrative records connected to covered drivers.

Last Reviewed
2026-09-16
Reading Time
3 min
Who This Is For
Employers of CDL drivers, including self-employed owner-operators who drive.

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In This Guide6 sections
01

What This Guide Covers

Who the drug and alcohol testing program applies to, and how the Clearinghouse query requirement connects to it — at the level of administrative and recordkeeping responsibility, not testing science or medical review.

02

How This Area Fits Your Operation

49 CFR Part 382 applies to every employer of a CDL driver operating a commercial motor vehicle requiring a CDL — including a self-employed owner-operator who drives; there is no exemption for being your own employer. Clearinghouse registration and query obligations attach to the same employers, as a condition of employing or continuing to employ a CDL driver, and run on their own separate timing: a pre-employment query before a new driver is permitted to operate, and an annual query for every currently employed CDL driver thereafter — not just new hires. Random testing rates (the percentage of drivers selected annually for controlled-substance and alcohol testing) are set by DOT and can change from year to year, so a rate that was current last year should not be assumed current this year.

03

Records To Organize

  • Program applicability determination for the company
  • Written drug and alcohol policy, and proof of driver receipt
  • Driver consent records
  • Pre-employment query and testing process dates
  • Clearinghouse query dates (pre-employment and annual)
  • Random testing pool/consortium enrollment records
  • Supervisor training records
04

Dates That May Require Attention

  • Annual Clearinghouse query for each currently employed CDL driver
  • Pre-employment Clearinghouse query before permitting a new driver to operate
  • Random testing selections, on the testing consortium's own cycle
05

How DOT Serenity Fits

DOT Serenity organizes the administrative side of your program — policy, consent, enrollment and Clearinghouse query dates — in a schema that structurally has nowhere to put a test result, a substance name, or a Clearinghouse response. That data simply isn't collected here.

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